Student Appeals Procedure

 

This document outlines the procedure for student appeals related to assessment decisions, specifying the process to challenge an unfair or unreasonable decision.

  1. Grounds for Appeal

A candidate may challenge an assessment decision if they believe it to be unfair or unreasonable.

  1. Awareness of the Appeals Process
  • Candidates must be informed of the centre’s appeals process when starting their apprenticeship program. This is included within the apprenticeship induction and reinforced throughout various points of the learning journey.
  1. Pre-Appeal Action
  • Informal Resolution: The candidate should first contact the assessor/marker to discuss and attempt to resolve the issue informally.
  • If no resolution is found, the candidate is advised of their right to appeal.
  • Written Appeal: The appeal must be submitted in writing within 7 working days. The Operations Manager will then investigate and respond within 14 days.
  1. The Appeals Process
  • Appeals Submission: The candidate must submit the appeal in writing to the Operations Manager within 14 days of being notified of the assessment decision.
  • Evaluation: The Operations Manager assigns an Appeals Adjudicator to evaluate the evidence. This adjudicator must have the necessary qualifications and experience.
  • Possible Outcomes: If necessary, an independent advisor may be consulted. If the appeal is upheld, the candidate’s work may be re-assessed.
  1. Conclusion
  • The final judgment will be communicated in writing by the Operations Manager within 21 days.
  • If the appeal is successful, corrective actions will be taken within the centre.
  • If the candidate is still dissatisfied, they can escalate the appeal to the Awarding Organisation, although this will not automatically change the original assessment outcome.
  1. Additional Notes
  • The Operations Manager may seek guidance from the External Quality Assurer (EQA).
  • Timescales mentioned are normal maximums, and in extreme cases, they may be extended.

This procedure ensures fairness, transparency, and accountability in addressing student appeals against assessment decisions.

Version 6 – March 2025

Apprentice Attendance Policy – Weekly Teaching Sessions

Policy Statement

Harriet Ellis recognises that regular attendance at weekly group teaching sessions is crucial for the success of apprentices working towards their Apprenticeship Standard. Attendance and punctuality are the responsibility of each apprentice and are closely monitored by the Tutor, supported by the Apprenticeship Delivery Management Team and the Apprenticeship Programme Manager. If attendance falls below the expected standard, action will be taken by the Delivery Management Team.

Apprentices are required to attend all scheduled classes, which include remote-based weekly teaching sessions conducted via gotomeeting.com. Harriet Ellis acknowledges that there may be circumstances where meeting these expectations is not possible (e.g., illness, holiday, religious commitments, personal issues), and such absences will be considered individually.

Note: For apprentices under 18 or considered vulnerable, parents/guardians will be kept informed.

Monitoring Procedures for Apprentices

  1. Attendance Expectations:
    • Apprentices are expected to attend 100% of sessions and to log in on time at the start of each weekly teaching session.
  2. Camera and Microphone Requirements:
    • Apprentices must have both their camera and microphone on throughout the teaching session. If an apprentice fails to do so, they will be marked as absent.
  3. Reporting Absences:
    • Any absence must be reported in advance to the Delivery Management Team via the Head Office telephone number (01708 776 050) or email (dmt@harrietellis.com) before the teaching session begins.
  4. Late Arrival:
    • Apprentices arriving late will be marked as “late.” Late arrivals are expected to join quietly and cause minimal disruption to the session.
  5. Attendance Monitoring and Consequences:
    • A register will be taken for each teaching session, and attendance will be monitored weekly. If an apprentice’s attendance falls below 70%, they will receive a written warning. This warning will be sent to both the apprentice and their employer.
    • After the first warning, the apprentice will have four weeks to improve their attendance. If attendance does not reach the required level of 70%, a final written warning will be issued, and the apprentice’s continued participation in the program will be reviewed by the Operations Team at the next scheduled meeting. A decision will be made on whether the apprentice will remain in the program or be removed.
    • This decision will be communicated to the apprentice & their employer following the meeting and next steps discussed.

This policy aims to ensure that apprentices understand the importance of attendance and the steps taken when expectations are not met. Regular attendance is vital for achieving success in the apprenticeship program.

Version 4 March 2025

BULLYING & HARASSMENT POLICY (BDA)

All members of staff and learners are entitled to be treated with dignity and respect in their place of work and / or study. This means freedom from behaviour by colleagues/staff that can be interpreted as bullying or harassment or that causes offense, and access to redress if such behaviour does arise. It also means standards of everyday behaviour that contribute to a working/ studying environment in which mutual respect and individual dignity are maintained.

  1. BULLYING AND HARASSMENT

Behaviour can constitute bullying or harassment where: it violates the dignity of a person on the grounds of their age, disability, gender reassignment, marriage and civil partnership, pregnancy or maternity, race, religion or belief, sex or sexual orientation (the protected characteristics); or where it creates an intimidating, hostile and degrading, humiliating or offensive environment. Individual or accumulative acts can seriously undermine the dignity, confidence, and work satisfaction to such an extent that it has an effect on job performance, and general happiness both inside and outside work.

Conduct becomes harassment if it persists and it has been made clear that it is regarded as offensive by the recipient or a witness to the conduct, although a single offensive act can amount to harassment if it is sufficiently serious.

Bullying and harassment can be further defined in the following ways:

  1. HARASSMENT BASED ON RACE, COLOUR OR ETHNIC ORIGIN

Harassment based on race, colour or ethnic origin that is directed towards an individual by another person or group of people which is racist in nature, and which is regarded as unwelcome or offensive by the recipient or a witness.

  • The following are examples that illustrate such conduct, though this is not an exhaustive list:
  • Jokes about race, colour or ethnic origin
  • Use of offensive names.
  • References to colleagues by offensive racist descriptions.
  • Use of offensive or insensitive stereotypes.
  • Verbal abuse based on race, colour or ethnic origin.
  • Circulation, or display, of offensive material based on race, colour or ethnic origin.
  • Detrimental behaviour because of a colleague’s race, colour or ethnic origin.
  1. HARASSMENT BASED ON PREGNANCY OR MATERNITY

Harassment based on pregnancy or maternity that is directed towards an individual by another person or group of people which is regarded as unwelcome or offensive by the recipient or a witness.

The following are examples that illustrate such conduct, though this is not an exhaustive list:

  • Jokes about pregnancy or maternity.
  • Use of offensive names.
  • Use of offensive or insensitive stereotypes.
  • Verbal abuse based on pregnancy or maternity.
  • Circulation, or display, of offensive material based on pregnancy or maternity.
  • Detrimental behaviour because of a colleague’s pregnancy or maternity.
  1. SEXUAL HARASSMENT

Sexual harassment is conduct that is directed towards an individual by another person or group of people which is regarded as unwelcome or offensive by the recipient or a witness.

  • The following are examples which illustrate such conduct, though this is not an exhaustive list:
  • Unwanted physical contact.
  • Contact which is intimidating, or physically or verbally abusive.
  • Jokes that are based on sexual or gender issues.
  • Non-verbal conduct, such as staring or gestures.
  • Suggestions that sexual favours may further a persons career, or that refusal may hinder it.
  • Sexual advances, propositions, suggestions or pressure for sexual activity at or outside work.
  1. HARASSMENT BASED ON DISABILITY

Harassment based on disability is conduct directed towards that is directed towards an individual by another person or group of people which is based on the persons disability or association with someone who has a disability and which is unwelcome to the recipient or a witness.

The following are examples which illustrate such behaviour, though this is not an exhaustive list:

  • Jokes about disability.
  • Use of offensive names.
  • Use of offensive or insensitive stereotypes.
  • Verbal abuse based on disability.
  • Circulation, or display, of offensive material based on disability.
  • Deliberate actions designed to hinder a colleague’s ability to undertake his/her duties because of their disability.
  1. HARASSMENT BASED ON SEXUAL ORIENTATION OR GENDER REASSIGNMENT

Harassment based on sexual orientation or gender reassignment is conduct that is directed towards an individual by another person or group of people which is regarded as unwelcome or offensive by the recipient or a witness.

The following are examples which illustrate such behaviour, though this is not an exhaustive list:

  • Jokes about sexuality or gender reassignment.
  • Use of offensive names.
  • Use of offensive or insensitive stereotypes.
  • Verbal abuse based on sexuality or gender reassignment.
  • Circulation, or display, of offensive material based on sexuality or gender reassignment.
  1. HARASSMENT BASED ON MARRIAGE OR CIVIL PARTNERSHIP

Harassment based on marriage or civil partnership is conduct that is directed towards an individual by another person or group of people which is regarded as unwelcome or offensive by the recipient or a witness.

The following are examples which illustrate such behaviour, though this is not an exhaustive list:

  • Jokes about marriage or civil partnership.
  • Use of offensive names.
  • Use of offensive or insensitive stereotypes.
  • Verbal abuse based on marriage or civil partnership.
  • Circulation, or display, of offensive material based on marriage or civil partnership.
  1. HARASSMENT BASED ON RELIGION OR BELIEF

Harassment based on religion or belief that is directed towards an individual by another person or group of people which is regarded as unwelcome or offensive by the recipient or a witness.

The following are examples which illustrate such behaviour, though this is not an exhaustive list:

  • Jokes about religions or beliefs.
  • Use of offensive names.
  • Use of offensive or insensitive stereotypes.
  • Verbal abuse based on religion or belief.
  • Circulation, or display, of offensive material based on religion or belief.
  1. HARASSMENT BASED ON AGE

Harassment based on age is conduct directed towards a person or group of peoples which is based on the age of the person and which is unwelcome by the recipient or a witness.

  • Jokes about age.
  • Use of offensive names.
  • Use of offensive or insensitive stereotypes.
  • Verbal abuse based on age.
  • Circulation, or display, of offensive material based on age.
  1. DETRIMENTAL BEHAVIOUR BECAUSE OF AN ASSOCIATION WITH A PROTECTED CHARACTERISTIC

Bullying and harassment may not be based on the fact that an individual belongs to a particular group, but simply because the individual has been singled out for such treatment or associates with someone of a protected characteristic. For example, this would include claiming someone is gay when they are not or making fun of someone who has a disabled relative. The bullying and harassment may take the following forms, though again this is not intended as an exhaustive list:

  • Limiting or withdrawing verbal communication.
  • Isolating a colleague by unfriendly behaviour.
  • Behaviour designed to belittle or produce anxiety in a colleague.
  • Unreasonable scrutiny of work.
  • Unreasonable criticism of work, and adopting double standards in expectations of work performance.
  • Unreasonable denial of leave and/or special leave requests.
  • Unreasonable denial of requests for flexible working.
  • Work or staff social activities that deliberately exclude a colleague.
  • Jokes or inappropriate humour at the expense of a colleague.
  1. STANDARDS OF BEHAVIOUR
  • Courtesy towards others.
  • Consideration and understanding of the work demands of individuals
  • Maintaining a temperate tone, and temperate language, in all verbal and written communication with all.
  • Avoidance of the use of foul language.
  • Awareness of language and conduct which have the potential to offend someone.
  • Obtaining the express or implied permission of an individual; before adopting familiarity in conduct or language.
  1. WHAT TO DO IF YOU OR A COLLEAGUE / LEARNER IS SUBJECT TO BULLYING OR HARASSMENT

The company is committed to ensuring that there is no harassment or bullying in the workplace or in training. Allegations of harassment will be treated as a disciplinary matter, although every situation will be considered on an individual basis and in accordance with the principles of the grievance and disciplinary procedures.

  • Informal Complaint

The first step you are encouraged to take is to raise such issues with a senior colleague of your choice (whether or not that person has a direct supervisory responsibility for you) as a confidential helper. However this person cannot be David Martin, who will be responsible for investigating the matter if it becomes a formal complaint.

If you decide you can deal with the inappropriate behaviour informally, for example, if the act concerned is relatively minor, isolated or clearly unintentional. In these situations it is possible that the matter can be resolved immediately by letting your colleague know that the behaviour in question is unacceptable to you and should be avoided in future. If you feel unable to do this verbally, you should hand a written request to your harasser; this is something your confidential helper can assist you with.

  • Formal Complaint

If you feel uncomfortable about raising the issue directly with your harasser or if you consider the behaviour is more serious because it was deliberate, part of a persistent pattern, or serious in nature, or has been repeated despite having discussed a previous incident informally, then you should bring the matter to the attention of our Safeguarding Lead Siobhan Thomas or our Operations Manager David Martin as a formal written complaint and again this is something that your confidential helper can assist you with.

If possible, you should keep notes of the harassment so that the written complaint can include:

  1. the name of the alleged harasser;
  2. the nature of the alleged harassment;
  3. the dates and times when the alleged harassment occurred;
  4. the names of any witnesses; and
  5. any action already taken by you to stop the alleged harassment.

On receipt of a formal complaint we will take action to separate you from the alleged harasser to enable an uninterrupted investigation to take place.  This may involve a temporary transfer of the alleged harasser to another work area or suspension with contractual pay until the matter has been resolved.

The person dealing with the complaint will invite you to attend a meeting, at a reasonable time and location, to discuss the matter and carry out a thorough investigation. You have the right to be accompanied at such a meeting by your confidential helper or another work colleague of your choice and you must take all reasonable steps to attend. Those involved in the investigation will be expected to act in confidence and any breach of confidence will be a disciplinary matter.

On conclusion of the investigation which will normally be within ten working days of the meeting with you, the decision of the investigator detailing the findings will be sent, in writing, to you.

You have the right to appeal against the findings of the investigator in accordance with the appeal provisions of the complaints procedure.

  1. NOTES
  • If the decision is that the allegation is well founded, the harasser will be liable to disciplinary action in accordance with our disciplinary procedure. An employee who receives a formal warning or who is dismissed for harassment may appeal by using our capability/disciplinary appeal procedure.
  • If you bring a complaint of harassment you will not be victimised for having brought the complaint. However if it is concluded that the complaint is both untrue and has been brought with malicious intent, disciplinary action and /or action will be taken against you.

Version 3 May 2024

Complaints Policy – Apprenticeships

Harriet Ellis values the feedback and concerns of our apprentices and clients. We treat complaints as an important way to identify areas where we can improve our services. Our complaints process ensures that every concern is handled seriously, responded to appropriately, and used as a learning tool for better service delivery.

What is a Complaint?

A complaint is an expression of dissatisfaction, whether justified or not, that requires a response. This policy covers complaints about:

  • The standard of service we provide
  • The behaviour of our staff
  • Any action or lack of action by staff affecting an individual or group

However, this policy does not cover:

  • Matters that have already been fully investigated through the complaints procedure
  • Complaints about examination or End Point Assessment appeals

Step 1: Informal

  • In the first instance, please contact a member of Customer Service or the Delivery Management Team (DMT) to raise and discuss your concerns.
  • Your Customer Service or DMT Officer will respond to you and confirm this in writing within two working days.

Step 2: Formal

  • If you are not satisfied with the response provided, please put your complaint in writing, explaining the nature and grounds of your complaint, to:

David Martin
Operations Manager
Harriet Ellis Training Solutions
103 North Street
Romford, RM1 1EU
Email: david@harrietellis.com

  • Upon receipt of your complaint, we will:
    • Log the complaint in our complaints log
    • Assign a member of staff to investigate the complaint
    • Acknowledge receipt of your complaint and provide a timeline for the investigation, with a response expected within 7 working days.

Step 3: Appeal

  • If you wish to appeal the response, please submit your appeal in writing, explaining the reasons for your dissatisfaction with the response, to:

Hadley Silver
Managing Director
Harriet Ellis Training Solutions
103 North Street
Romford, RM1 1EU
Email: hadley@harrietellis.com

  • The Managing Director will:
    • Log the appeal
    • Instruct the Quality Assurance Manager to investigate the complaint
    • Acknowledge receipt of your complaint and provide a timeline for the investigation, with a response expected within 7 working days.

Escalation to the Education Skills Funding Agency (ESFA)

If you have exhausted the internal complaints procedure and are still dissatisfied, you can escalate the complaint directly to the Education Skills Funding Agency (ESFA) at:

  • Phone: 08000 150 600
  • Email: helpdesk@manage-apprenticeships.service.gov.uk

The ESFA will follow their published complaints process.

Anonymous Complaints

Complaints received anonymously will be recorded and considered. However, action may be limited if further information is required to ensure a full and fair investigation.

Record Keeping

Complaints are stored in our system for a minimum of 3 academic years.

Complaints Policy – Private Students

If a student or employer is dissatisfied with the on-programme delivery or any surrounding support services, the following procedure must be followed.

Step 1: Informal

  • Speak to your Customer Service Officer to raise and discuss your concerns.
  • Your Customer Service Officer will respond and confirm in writing within two working days.

Step 2: Formal

  • If you are not satisfied with the response, submit your complaint in writing to:

David Martin
Operations Manager
Harriet Ellis Training Solutions
103 North Street
Romford, RM1 1EU
Email: david@harrietellis.com

  • Upon receipt of your complaint, we will:
    • Log it in our complaints log
    • Assign a staff member to investigate the complaint
    • Acknowledge receipt and provide a timeline for the investigation, with a response expected within 7 working days.

Step 3: Appeal

  • If you wish to appeal the response, submit your appeal in writing to:

Hadley Silver
Managing Director
Harriet Ellis Training Solutions
103 North Street
Romford, RM1 1EU

  • If you are still dissatisfied after this process, you can escalate the complaint to the relevant awarding body for the qualification in question. Harriet Ellis staff can provide you with contact details for the relevant awarding body.

Anonymous Complaints

Complaints received anonymously will be recorded and considered, but action may be limited if further information is needed to ensure a thorough investigation.

Record Keeping

Complaints are stored on the system for a minimum of 3 academic years.

Version 5 March 2025

Equality & Diversity Policy

Harriet Ellis Training Solutions Ltd is committed to promoting Equality & Diversity within all aspects of its operations. This policy ensures that every individual is treated with dignity and respect, and provides a framework for creating an inclusive environment.

  1. A) INTRODUCTION
  2. Commitment to Equality
    We are committed to ensuring that no staff member, learner, or apprentice experiences less favourable treatment due to age, disability, gender reassignment, marriage and civil partnership, pregnancy or maternity, race, religion or belief, sex, sexual orientation, or other protected characteristics. We aim to ensure that our practices are free from unfair and unlawful discrimination, whether intentional or not.
  3. Valuing Diversity
    We value individuals’ diverse opinions, cultures, lifestyles, and circumstances. Our policies and procedures cover all aspects of employment and training, ensuring that there is no direct or indirect discrimination. These practices are monitored regularly to maintain fairness.
  4. Monitoring and Oversight
    The senior leadership team has responsibility for overseeing and monitoring the implementation of this policy, especially for apprentices and learners. We will regularly review policies and practices to ensure that equality and diversity are prioritised.
  5. Equal Treatment
    All staff, whether full-time, part-time, temporary, or self-employed, as well as apprentices, are entitled to fair treatment. All individuals will have equal access to employment, training, and development opportunities based on aptitude and ability.
  6. Benefit to All
    Equality of opportunity benefits the entire company by ensuring that everyone can develop to their full potential, creating a positive and efficient work environment. All levels of the organisation are responsible for treating others with respect and dignity.
  7. B) OUR COMMITMENT
  8. Respect for Individual Differences
    We will create an environment where individual differences are recognised and valued.
  9. Promoting Dignity and Respect
    Every employee, worker, contractor, and learner is entitled to work in an environment that promotes dignity and respect, free from intimidation, bullying, or harassment.
  10. Equal Access to Opportunities
    Training, development, and progression opportunities will be available to all, regardless of their background or identity.
  11. Good Management Practice
    Equality in the workplace is not only a legal requirement but also good business practice that helps improve the overall performance of the company.
  12. Fair Employment Practices
    We will review and ensure that all employment practices and procedures are fair, transparent, and promote equality.
  13. C) OUR COMMITMENT AS A SERVICE PROVIDER
  14. Inclusive Service Provision
    We are committed to delivering services that meet the needs of all clients regardless of their background, including their age, disability, gender reassignment, marriage/civil partnership status, pregnancy/maternity, race, religion or belief, sex, sexual orientation, or other characteristics.
  15. Access for All Clients
    We will continuously assess and meet the diverse needs of our clients, ensuring equal access to services.
  16. Support from Senior Management
    This policy is fully supported by senior management and has been agreed upon by employee representatives.
  17. Annual Review
    This policy will be monitored and reviewed on an annual basis to ensure its effectiveness.
  18. Complaint Procedures
    We have clear procedures for clients, job candidates, and employees to raise grievances or complaints if they feel they have been unfairly treated.
  19. Misconduct
    Any breaches of this policy will be treated as misconduct and could lead to disciplinary action.
  20. Communication with Employers
    We will regularly engage with employers to ensure that all apprentices are treated fairly and in line with this policy.
  21. D) PROTECTED CHARACTERISTICS
  • Age: We ensure that all individuals, regardless of age, are treated with dignity and respect, and are given equal access to employment and training opportunities.
  • Disability: We provide reasonable adjustments to ensure that disabled individuals have access to our services and opportunities. We will continue to improve accessibility where needed.
  • Race: We will actively challenge racism and promote race equality within the company.
  • Gender Reassignment: We are committed to ensuring individuals who are undergoing gender reassignment are treated with respect and dignity.
  • Sex: We will challenge discriminatory assumptions about gender and offer equal access to opportunities, services, and pay for all.
  • Sexual Orientation: We will consider the needs of lesbians, gay men, and bisexuals, ensuring a positive and inclusive environment for all.
  • Religion or Belief: We respect employees’ religious beliefs and accommodate their observances wherever possible.
  • Pregnancy and Maternity: We ensure that no individual is disadvantaged due to pregnancy or maternity and that their needs are met with respect and dignity.
  • Marriage or Civil Partnership: We will ensure that employees and apprentices are treated fairly regardless of their marital or civil partnership status.
  • Ex-Offenders: We will not discriminate against individuals based on their criminal background unless there is a specific risk to vulnerable individuals.
  • Equal Pay: We ensure equal pay for men and women performing the same or equivalent work. All salaries are reviewed annually.
  1. E) STAFF RESPONSIBILITIES
  • All staff must contribute to eliminating discrimination based on race, gender, disability, or any protected characteristics.
  • Staff are expected to ensure that their work, lesson content, and resources reflect sensitivity to equality and diversity issues.
  • Staff should challenge inappropriate behaviours from apprentices, employers, or colleagues.
  1. F) APPRENTICE RESPONSIBILITIES
  • Apprentices are responsible for adhering to this policy and respecting all individuals within the company.
  • Apprentices will be made aware of this policy at induction, through publicity materials, and during training sessions.
  • Apprentices must treat all colleagues, staff, and peers with dignity and respect, showing understanding for diverse cultural and religious beliefs.
  • Apprentices are encouraged to report any instances of discrimination, harassment, or bullying using the complaints procedure.

By implementing this policy, Harriet Ellis Training Solutions Ltd strives to maintain a diverse, inclusive, and fair working and learning environment for all.

Version 7 – March 2025

FITNESS TO PRACTISE DOCUMENT

The purpose of this document is to promote a professional and positive approach from all learners and to assist Harriet Ellis in the decision of whether a student is fit to practise and undertake the relevant qualification. As a Centre, delivering a professional and registerable qualification, Harriet Ellis will support and implement the GDC Fitness to Practise policy. Learners must demonstrate during their education and training that they have the knowledge, skills and attitudes expected of a registered dental care professional. All learners should read the ‘Standards for dental professionals and General Dental Council Fitness to Practise document

IT IS ESSENTIAL THAT ALL STUDENTS/LEARNERS READ THE “GDC STUDENT FITNESS TO PRACTISE DOCUMENT” 

THIS CAN BE FOUND AT: –

https://www.gdc-uk.org/

Before a qualification may be started there are requirements that must be met to allow a learner to progress and commence a qualification.

The Dental organisation placing a learner onto a training programme must ensure that the learner has met the requirements of a Trainee Dental Nurse and is fully supported by the practice to achieve the qualification route they have selected. In addition a GDC registered mentor is in place within the workplace to support the learner to achieve the qualification aim and that practical elements of training are given alongside the delivery of the qualification by the provider.

The mentor should be available to support the learner and discuss problems/challenges in a supportive and confidential environment. It may be appropriate to offer support to the learner alongside Fitness to Practice procedures and sanctions.

When Fitness to practise concerns are identified anyone supporting the learner i.e. Mentor would be required to inform the appropriate person if there is a reasonable belief that the issue raises, or will raise, Fitness to Practise concerns or poses a risk to colleagues, patients, or the public.

Should a Fitness to practise concern progress to the next stage, (sanction stage 2) the Mentor or person supporting the learner may not be involved in the decision by the organization/ Training Provider to proceed with a Fitness to Practise investigation.

FITNESS TO PRACTISE PROCEDURE

Once a concern has been raised and documented the Internal Management Team at Harriet Ellis will decide if there is a case to answer and whether to proceed to the next stage of a Fitness to Practise procedure.

All discussions, evidence, reports, paperwork and anything relevant to the investigation process will be documented and recorded formally.

The Management Team will at all times keep in mind the balance between patient safety and the interests of the student. Mitigating factors will be considered by the Management Team when deciding on the appropriate outcome. All decisions should be taken in light of any guidance set by the GDC and should be consistent with the regulations and procedures maintained by the Harriet Ellis, Award Bodies and Funding Organisations. Harriet Ellis has a formal Appeals Procedure and Disciplinary procedure.

OUTCOME OF A LEARNER FITNESS TO PRACTISE HEARING

Possible outcomes of a hearing include

  1. a) learner receives no warning or sanction;
  2. b) learner receives a written warning where there is evidence of misconduct but it is assessed that the learners Fitness to Practice is not impaired and does not require any of the sanctions listed below;
  3. c) The learners Fitness to Practice is judged to be impaired and they receive a sanction.

Beginning with the least severe, the sanctions are;

Conditions or undertakings

Suspension from dental course

Expulsion from dental course

LEARNERS SHOULD BE AWARE that when applying for registration they have a duty and responsibility regarding disclosure when completing the GDC declaration regarding Fitness to Practise and must declare the outcome of any previous formal hearings.

Warnings and sanctions will remain on a learner’s record for the duration of the learner’s qualification.

There is an obligation on providers to ensure that the pre-qualification requirements are met, however it is the responsibility of the Learner to provide honest and truthful information at all times.

ASAT will monitor the principles set out in Standards for Dental Professionals’ and ensure that learners behaviour does not fall beneath the expected standards required. Should a learner behaviour cause concern Harriet Ellis will consider if this amounts to a Fitness to Practise concern and whether these concerns warrant consideration through the formal procedure in place.

PROGRAMME DISCIPLINARY PROCEDURE

During the period that a student/learner is involved in a qualification the Provider has an obligation to ensure that all aspects of the student/learner’s fitness to practise are maintained. In some circumstances it may be necessary to invoke a disciplinary procedure to ensure that students/learners maintain focus and contribute to the quality and integrity of the learning programme.

Some examples of when the procedure may be invoked are below. The list is not exhaustive but illustrative of the types of concerns that could raise a question over fitness to practise.

  1. Students behaviour
  2. Disregard of patients /colleagues professional and clinical responsibilities
  3. Student’s health or impairment may compromise patient safety
  4. Student may have violated patient trust, autonomy or other rights.
  5. Student may have behaved dishonestly, fraudulently or in a way designed to mislead or harm others

The provider must also ensure that other areas of the learner’s attitude to the qualification do not impair the progress or integrity of the qualification. Additional areas of concern are listed below and may invoke the disciplinary procedure.

  1. Criminal conviction
  2. Drug or alcohol misuse
  3. Aggressive, violent or threatening behaviour
  4. Uncommitted to the learning programme
  5. Neglect of admin
  6. Poor time management
  7. Non-attendance of pre-arranged meetings
  8. Cheating or plagiarising work
  9. Not producing set work on time
  10. Forging names or signatures
  11. Dishonesty or fraud
  12. Unprofessional behaviour
  13. Health concerns
  14. Not using revision tools for exams

Should it be necessary to invoke the disciplinary procedure regarding fitness to practise the type of concern would determine the process that would be invoked.

Initially the potential severity of the behaviour would determine the action taken. The remedial action may vary from a written caution, or warning, to suspension, or total expulsion from the learning programme. Records will be kept of all actions imposed by the Provider throughout the learning programme and no action will be taken without consulting with the Practice except in acute, exceptional circumstances.

Any sanction imposed by the Provider will have an appeal process. That process should be received by the Provider IN WRITING ONLY, stating the reasons for the appeal within 5 working days of any sanction being imposed on any student/learner.

SANCTIONS

STAGE 1: Verbal Warning or Written Warning

STAGE 2: Conditions for Improvement & Expectation

STAGE 3: Undertakings/Restrictions to Clinical Practice

STAGE 4: Suspension

STAGE 5: Dismissal

Version 3 – November 2023

Data Protection Policy

  1. A) INTRODUCTION

Harriet Ellis Training Solutions Ltd understands the importance of protecting personal data. As part of our operations, we collect, record, and process personal information about individuals with whom we provide training, including job applicants, apprentices, volunteers, and workers.

This policy ensures that we handle all personal information lawfully and correctly, whether it’s in paper records, computer systems, or other formats. We endorse and adhere to the principles outlined in the General Data Protection Regulation (GDPR).

This policy applies to the personal data of job applicants, apprentices, volunteers, placement students, and workers (collectively referred to as relevant individuals).

  1. B) DEFINITIONS
  • Personal Data: Information that identifies an individual, either directly or indirectly, such as name, contact details, or identification numbers. It can also include pseudonymised data.
  • Special Categories of Personal Data: Data that includes sensitive information such as health, sex life, sexual orientation, race, ethnic origin, political opinion, religion, trade union membership, genetic and biometric data (where used for ID purposes).
  • Criminal Offence Data: Data regarding an individual’s criminal convictions and offences.
  • Data Processing: Any operation performed on personal data such as collection, storage, retrieval, use, sharing, or deletion.
  1. C) DATA PROTECTION PRINCIPLES

In line with the GDPR, all personal data must be processed according to these core principles:

  1. a) Fair, Lawful, and Transparent: Data must be processed fairly and transparently.
  2. b) Purpose Limitation: Data will only be collected for specific, legitimate purposes.
  3. c) Data Minimisation: We will only collect data that is relevant and necessary for the purpose of processing.
  4. d) Accuracy: Data will be kept accurate and up to date. Incorrect data will be corrected or erased promptly.
  5. e) Storage Limitation: Data will not be retained longer than necessary for its intended purpose.
  6. f) Security: Personal data will be processed in a secure manner, with protections against unauthorised access, loss, destruction, or damage.
  7. g) International Transfers: We will comply with GDPR requirements when transferring data internationally.
  8. D) TYPES OF DATA HELD

We store several categories of personal data to carry out effective processes:

  1. Personal Details: Name, address, phone numbers, etc.
  2. Recruitment Information: CV, cover letters, references, education, and employment history.
  3. Health Information: Any medical or health-related information, including disabilities.
  4. Employment Information: Employment history, performance, and related data.
  1. E) STUDENT RIGHTS

Relevant individuals have the following rights regarding their personal data:

  1. a) Right to be Informed: Information on the data we hold and its usage.
  2. b) Right of Access: Access to the data we hold.
  3. c) Right to Rectification: Right to have inaccurate data corrected.
  4. d) Right to Erasure: Right to request deletion of data in certain circumstances.
  5. e) Right to Restrict Processing: Ability to limit how data is processed.
  6. f) Right to Data Portability: Right to transfer data to another party.
  7. g) Right to Object: Right to object to data processing in certain situations.
  8. h) Right to Object to Automated Processing: Protection against automated decisions based on personal data.
  9. F) RESPONSIBILITIES

We ensure that employees involved in data processing understand their roles and the company’s policies on data protection. Additionally, designated employees review and audit the company’s data protection systems to ensure compliance.

  1. G) LAWFUL BASES OF PROCESSING

Data will only be processed if a lawful basis exists, such as:

  • Consent: Obtained freely, clearly, and specifically for a particular purpose.
  • Contractual necessity: To fulfill a contract with the individual.
  • Legal obligation: To comply with laws.
  • Legitimate interest: Where processing is necessary for business purposes and not overridden by the rights of the individual.
  1. H) ACCESS TO DATA

Students have the right to access the personal data we hold on them through a Subject Access Request. This will be provided within one month of the request, or within an extended time if necessary. No charge will be made unless the request is excessive or repetitive. This request will need to be submitted in writing.

  1. I) DATA DISCLOSURES

Certain data may need to be disclosed under specific circumstances, such as:

  • For disabled individuals, to ensure reasonable adjustments.
  • For health data, to comply with health and safety obligations.

Data will only be disclosed when strictly necessary for the relevant purpose.

  1. J) DATA SECURITY

Personal data will be securely stored and protected as follows:

  • Hard copy data: Stored in locked cabinets or safes.
  • Electronic data: Stored on encrypted systems, password-protected drives, and backed up regularly.
  • Portable data: Stored on encrypted devices (laptops, USBs) with appropriate security measures.

Employees must follow security procedures, and failure to do so may result in disciplinary action.

  1. K) THIRD PARTY PROCESSING

When third parties process data on our behalf, we ensure that they comply with data protection regulations by signing a Data Processing Agreement with them.

  1. L) INTERNATIONAL DATA TRANSFERS

Personal data will not be transferred outside of the European Economic Area (EEA).

  1. M) REQUIREMENT TO NOTIFY BREACHES

All data breaches will be recorded in the Data Breach Register. If legally required, breaches will be reported to the Information Commissioner within 72 hours. Affected individuals will be notified if necessary.

  1. N) TRAINING
  • Induction: New employees must read and understand this policy.
  • Ongoing Training: Employees receive regular training on data protection practices, confidentiality, and actions to take in the event of a potential data breach.

The Data Protection Officer is responsible for overseeing data protection activities and ensuring compliance with the GDPR.

  1. O) RECORDS

The company maintains up-to-date records of all data processing activities, including purposes and retention periods.

  1. P) DATA PROTECTION COMPLIANCE

For any data protection-related questions or concerns, please contact:

Hadley Silver

Email: hadley@harrietellis.com

This policy ensures that we handle all personal data in compliance with GDPR and maintain the highest standards of data protection within our organisation.

Version 6 – March 2025

Health and Safety Policy and Procedure

  1. General Statement

1.1 Commitment to Health and Safety
Harriet Ellis fully acknowledges its responsibilities under the Health and Safety at Work Act 1974 and all other relevant legislation. The company is committed to meeting or exceeding the minimum requirements set by law to ensure a safe environment for its employees and others. We also recognise our duty regarding publicly funded training.

1.2 Zero Tolerance Approach to Accidents
The company is committed to providing a safe and healthy working environment for all employees, trainees, apprentices, contractors, visitors, and any other parties affected by our operations. We follow a zero-tolerance approach to accidents and believe no accident at work is acceptable.

1.3 Commitment to High-Quality Health and Safety Training
Given our prominent role within the recruitment and training industry, Harriet Ellis is dedicated to producing high-quality Health and Safety training materials for our stakeholders.

  1. Policy Objectives

2.1 The company will:

  • Provide and maintain a safe and healthy working environment, including safe access and exit routes.
  • Ensure the safety of staff, both in-office and remote workers.
  • Ensure that apprentice employers understand and are committed to their Health and Safety obligations.
  • Provide necessary safety devices and protective equipment and ensure their use.
  • Promote the Health and Safety policy to staff and apprentices regularly, making it available on the internal system, e-portfolio system, and our website.
  • Provide regular staff training to update and refresh knowledge on Health and Safety matters, including during the induction process for new staff.
  • Ensure staff compliance with policies and procedures.
  • Strive for continuous improvement in safety through the introduction and monitoring of safety procedures.
  • Consult employees on matters related to Health, Safety, and Welfare, and involve them in the development and review of policies and procedures.
  • Communicate relevant Health and Safety information through notice boards, emails, and internal systems.
  • Ensure all work systems are designed with Health and Safety in mind and are supervised effectively.
  • Appoint competent staff or specialists as necessary to assist with meeting statutory Health and Safety duties.
  • Provide facilities and arrangements for employees to raise health and safety concerns.
  • Ensure Apprentices receive Health & Safety training during their induction process.
  • Monitor and review arrangements to ensure the effectiveness of Health and Safety policies.

2.2 Staff, contractors, and freelance workers have a duty to:

  • Co-operate with management to comply with all statutory duties.
  • Work safely and comply with instructions, information, and training.
  • Take reasonable care for their own and others’ health and safety.
  • Familiarise themselves with the relevant Health and Safety arrangements.
  • Immediately report incidents (including accidents, near misses) to their line manager.
  • Assist in investigating accidents and support the introduction of measures to prevent recurrence.
  1. Policy Implementation

3.1 Health & Safety Responsibility
The company has appointed David Martin as the person responsible for Health & Safety. He will ensure the ongoing strategic direction and oversight of all Health, Safety, and Welfare matters at Harriet Ellis.

3.2 Local Health & Safety Advisors
The company will appoint local advisors who are competent in Health and Safety to provide general advice and support in policy implementation.

3.3 Maintenance of Records
The Health & Safety Officer will maintain all relevant safety records and ensure that policies and procedures are continuously improved.

3.4 Departmental Managers
Department Managers are responsible for the operation of the safety management system in their respective departments. They will be accountable to the manager responsible for Health and Safety.

3.5 Staff Handbook
The Operational Staff Handbook will provide further guidance on the Health and Safety procedures within the company.

3.6 Policy Review
This policy will be reviewed at least annually or whenever there are changes in legislation or company activities.

3.7 Distribution of Policy
This policy will be provided to all new staff members and made available to all other interested parties. It will also be included as part of the induction process for new staff.

  1. Fire and Evacuation Procedures

4.1 Fire Safety Commitment
Harriet Ellis recognizes the significant risks associated with fire and is committed to taking all reasonable actions to prevent fires. In the event of a fire, staff, service users, and visitors will be safely evacuated according to the Evacuation Policy.

4.2 Fire Marshalls
Harriet Ellis has appointed trained Fire Marshalls across the company to assist in emergency situations.

  1. Accidents and First Aid

5.1 Incident Reporting
Harriet Ellis understands the importance of reporting accidents, incidents, and ill health. All such incidents should be reported and logged to review and identify any patterns. If an apprentice suffers an accident or illness while at their workplace (even if not during training), we expect to be notified. We will fully support both the apprentice and employer during this period of ill health, including providing information, guidance, and ongoing communication.

Any incidents are logged in the Accident and Incident Log on the company’s T Drive, and the Operations Manager must be informed. A hard copy log is also available, and any further actions will be decided by the Operations Manager.

5.2 First Aid
Harriet Ellis has trained First Aiders within the business who are available to assist in the event of an emergency.

  1. Welfare and Wellbeing of Employees and Learners

6.1 Employee Support
All staff are supported by a strong management team that prioritises their welfare. Regular communication between senior management and staff (whether based in the office or working remotely) ensures employees’ happiness within their roles.

6.2 Learner Welfare
For remote learning, the customer support team is in regular contact with learners and employers.

6.3 IT Safety Measures
Staff are reminded of IT protocols, and regular checks are carried out on work devices. Learners also receive specific teaching sessions on online safety and IT usage due to the remote learning nature of the program.

6.4 Health and Safety for Observations
Assessors performing observations at a learner’s workplace are provided with masks, gloves, and sanitiser to ensure safety for all involved.

  1. Process for Identifying Health & Safety Matters

7.1 Incident Reporting Process
All staff will be made aware of the process for identifying and reporting Health & Safety matters, which includes:

  • Recording full details of the incident (date, time, location, etc.).
  • Sending a full report to David Martin titled “Health and Safety Matter.”
  • David Martin will log the incident on the Health and Safety log.
  • Health and Safety issues will be discussed in the Management Meeting for further actions.
  • David Martin will advise on appropriate actions to take.
  • Relevant Governing Bodies, such as the General Dental Council (GDC), will be notified if necessary.

This policy ensures that Harriet Ellis prioritises the health, safety, and well-being of all staff, apprentices, contractors, and visitors. By implementing this policy, we aim to create a safe, productive environment for all those involved in our operations.

Version 7  -March 2025

Malpractice and Maladministration Policy

  1. Purpose of the Policy

The purpose of this Malpractice and Maladministration Policy is to ensure that all individuals involved in the training, assessment, and certification process at Harriet Ellis adhere to the highest standards of integrity and professionalism. This policy sets out the procedures for dealing with incidents of malpractice and maladministration, ensuring the fair treatment of all parties involved.

  1. Definition of Malpractice

Malpractice refers to any activity or action that contravenes the standards of training, assessment, and certification. Malpractice is usually intentional and may involve any of the following:

  • Plagiarism – copying or presenting someone else’s work or ideas as one’s own without proper acknowledgment, including the use of AI software.
  • Falsification of records – altering any records or evidence to misrepresent the outcome of assessments, qualifications, or training.
  • Cheating during assessments – using unauthorized materials or receiving unauthorized help during examinations or assessments.
  • Impersonation – allowing someone else to take an assessment or examination on behalf of a learner.
  • Collusion – working with others to deliberately cheat or deceive the training or assessment process.
  • Failure to follow procedures – intentionally bypassing established rules, procedures, or guidelines to gain an unfair advantage.
  1. Definition of Maladministration

Maladministration refers to any form of mismanagement, neglect, or failure in the processes involved in the delivery of services or assessments, which may affect the quality, fairness, or integrity of the service being provided. This may include:

  • Failure to comply with procedures – a lack of adherence to company procedures in relation to training, assessment, or certification.
  • Errors in record-keeping – failure to maintain accurate and complete records relating to learners, assessments, or certification.
  • Failure to address learner or stakeholder complaints – neglecting to properly investigate or resolve complaints made by learners, employers, or other stakeholders.
  • Inaccurate or misleading communication – providing incorrect or misleading information about qualifications, assessments, or services.
  • Inconsistent application of policies – applying company policies unevenly or ineffectively.
  1. Responsibilities

4.1 Harriet Ellis Responsibility
The company is committed to ensuring that all personnel, learners, and stakeholders understand and comply with the rules and regulations governing training and assessments. Harriet Ellis will:

  • Provide clear guidance on what constitutes malpractice and maladministration.
  • Ensure that staff and learners are regularly reminded of their responsibilities and the consequences of malpractice and maladministration.
  • Investigate any suspected incidents of malpractice or maladministration thoroughly and fairly.
  • Apply appropriate sanctions or actions in line with the severity of the incident.

4.2 Staff Responsibility
All staff members, including assessors, trainers, and administrators, must:

  • Ensure that they are familiar with the company’s procedures regarding malpractice and maladministration.
  • Report any suspicions or incidents of malpractice or maladministration immediately to the Operations Manager, David Martin
  • Cooperate fully with investigations and provide any relevant information as requested.

4.3 Learner Responsibility
All learners are expected to:

  • Adhere to ethical and honest practices during assessments and training.
  • Understand that malpractice, such as plagiarism, cheating, or collusion, is strictly prohibited.
  • Report any concerns regarding malpractice or maladministration that they may observe or experience.
  • Cooperate with investigations into suspected malpractice or maladministration.
  1. Procedures for Handling Malpractice and Maladministration

5.1 Reporting Malpractice and Maladministration
Any person who suspects or identifies an incident of malpractice or maladministration must report it immediately to the Operations Manager, David Martin. Reports can be made through:

  • Direct communication (e.g., email, phone call, or in person).
  • A formal written report.
  • Anonymous reporting (if available).

5.2 Investigating Malpractice and Maladministration
Upon receiving a report, Harriet Ellis will initiate an internal investigation. The investigation process will:

  • Be impartial and transparent.
  • Involve reviewing all relevant records, evidence, and documentation.
  • Include interviews with relevant parties (learners, staff, etc.).
  • Be conducted in a timely and fair manner.

If necessary, external bodies or regulatory authorities may be consulted, such as the General Dental Council (GDC) or other relevant organisations.

5.3 Actions and Consequences
Depending on the outcome of the investigation, Harriet Ellis will take appropriate action, which may include:

  • For Learners:
    • Issuing a formal warning.
    • Disqualification from the qualification or assessment.
    • Revocation of certification if the learner has been awarded a certificate based on fraudulent activity.
    • In serious cases, suspension or expulsion from the training program.
  • For Staff:
    • Reprimand or disciplinary action.
    • Suspension or termination of employment for serious violations.
    • Retraining or further professional development if necessary.
  • For Employers/Third Parties:
    • If malpractice or maladministration involves external parties (e.g., apprentice employers), Harriet Ellis may seek a resolution with the employer, which could include reassessing the employer’s ability to host apprentices in the future.

5.4 Appeals Process
If any individual is dissatisfied with the outcome of an investigation or the actions taken, they have the right to appeal the decision. The appeal will be reviewed by a separate panel or senior management team to ensure fairness.

  1. Record Keeping and Monitoring
  • Harriet Ellis will keep a detailed record of all incidents of malpractice and maladministration, including investigation outcomes, actions taken, and any appeals for a minimum of 5 years.
  • All records will be securely stored and reviewed regularly to identify any trends or areas for improvement in our policies and procedures.
  • The company will provide annual training and awareness programs to staff, learners, and relevant stakeholders to prevent malpractice and maladministration.
  1. Conclusion

Harriet Ellis takes malpractice and maladministration very seriously, and is committed to ensuring the integrity of its training and assessment processes. Through this policy, we aim to provide clear guidelines and procedures for identifying, reporting, and addressing any instances of malpractice or maladministration. Our goal is to maintain a fair and transparent environment for all involved in the training and certification process.

Version 8 March 2025

 

Online Safety Policy

  1. Introduction

ICT offers many positive educational and social benefits. However, there are risks associated with the use of the internet and other technologies, especially for young people and vulnerable adults. These risks can involve exposure to inappropriate content, online bullying, or illegal activities, either knowingly or unknowingly. Harriet Ellis recognises these risks and the importance of providing a safe online environment for all learners and staff.

As the delivery of our curriculum courses and staff professional development increasingly involves online platforms, Harriet Ellis acknowledges both the opportunities and the potential risks associated with the use of online technologies. Our approach is to implement safeguards to support staff and learners in identifying and managing these risks with confidence, through security measures, training, guidance, and the implementation of appropriate policies.

  1. Creation, Monitoring, and Review

This policy has been developed in consultation with staff and follows national Online Safety guidance. The Lead Safeguarding Officer, David Martin, along with the Operations and Quality Team, oversee the policy. The policy will be reviewed regularly to ensure it remains effective and relevant to the needs of the college community.

  1. Scope of the Policy

This policy applies to all learners, staff, and members of the college community who have access to Harriet Ellis IT systems and/or the internet, both on-premises and remotely. It governs all usage of internet services and electronic communications, including email, cloud computing, mobile technologies, Bring Your Own Device (BYOD), social media sites, and instant messaging platforms.

All users of the college’s IT systems must adhere to the ICT Facilities Access Regulations (IFAR) and this Online Safety Policy.

  1. Roles and Responsibilities

4.1 Online Safety Coordinator
The Online Safety Coordinators are responsible for keeping up to date with new technologies and their use, attending relevant training, leading the review process, updating the policy, and providing training for staff and parents. The coordinators also record incidents and liaise with external agencies to promote online safety within the community. This role is shared between the Safeguarding Lead (David Martin) and the Quality Team.

4.2 Learners
Learners are expected to act safely and responsibly when using the internet and mobile technologies in both learning and social contexts. They must follow the reporting procedures if they are concerned or believe an online safety incident has occurred. Learners can report incidents to their tutor, educational staff, or the Safeguarding and Prevent Officer. If incidents are reported, the college will take immediate action to prevent any further harm, and sanctions may be imposed depending on the seriousness of the issue.

4.3 Staff
Staff are expected to be vigilant regarding online safety. Teaching staff must guide learners to develop online safety skills, providing good practice and modelling safe use of technology. Staff should maintain professionalism in digital communications with learners and restrict communication to college platforms. Personal social media platforms should not be used for communication with learners.

Staff should encourage learners to use the internet and emerging technologies responsibly while also ensuring learners can manage risks independently. Regular online safety reminders are provided via the online portfolio (OneFile announcements) to support learners in staying safe.

  1. Security Measures

The college will implement appropriate security measures to ensure that all systems and networks are secure. These include:

  • Use of web and spam filters
  • Anti-virus and malware scanning
  • Firewalls
  • Access controls

Staff and learners will also be educated about security best practices to help safeguard against cyber threats. Regular audits and checks will be conducted on staff computers to ensure compliance with security policies.

  1. Behaviour

All users must adhere to the standards of behaviour as set out in the ICT Facilities Access Regulations (IFAR) user agreement. The college will not tolerate any abuse of IT systems, whether online or offline. Communications must be courteous and respectful at all times.

If an incident of bullying, harassment, or any other unacceptable conduct is reported, the college will treat it seriously in line with its protocols. Serious cases will be reported to the police or relevant authorities as needed, and actions will be taken in accordance with the Safeguarding Policy.

  1. Use of Images, Video, and Personal Information

The use of images, videos, or personal information in teaching and learning is common. However, users must ensure they have permission to use any copyrighted images or personal data. College policy restricts the use of images to ensure that personal rights and privacy are respected. Consent must be obtained before using learners’ or staff members’ images or personal data for educational purposes.

  1. Education and Training

Given the limitless nature of internet access, it is impossible to eliminate all risks. Therefore, Harriet Ellis believes that providing proactive training and education on online safety is crucial. Staff and learners will be educated on the following topics:

  • Cyberbullying
  • Online grooming
  • Personal online security
  • Identifying and managing risks
  • Malicious third-party applications

Training is mandatory for all staff, and learners receive ongoing awareness training. This ensures they have the skills to navigate online spaces safely and responsibly.

  1. Incident Reporting and Response

When an online safety incident occurs, the college will act swiftly to prevent further harm. Learners and staff can report incidents confidentially via the safeguarding@harrietellis.com email address or to their line manager.

Upon reporting, the college will review the situation and determine the most appropriate course of action. Depending on the seriousness of the incident, external agencies may be involved, or the issue may be resolved internally. Serious incidents will be dealt with by senior management in consultation with the relevant parties.

This policy will be reviewed annually or when significant changes occur to relevant laws or college procedures.

Version 5 April 2025

Plagiarism Policy

Definition

“Plagiarism is the process of taking another person’s work, ideas or words and using them as if they were your own” (Macmillan Dictionary)

Consequences Of Plagiarism

As an accredited training centre, Harriet Ellis Training Solutions will treat any act of plagiarism as extremely serious and will not endorse any such work produced by a student on our courses who has been found guilty of the act of copying the ideas, words or work of another student either with or without their prior knowledge.

Plagiarism includes copying or paraphrasing information taken directly from research sources, even if referencing is used. This includes electronic materials.

Should we evidence plagiarism within work submitted, this will be returned to the student for amendments.  No Tutor or Dental Educationalist will mark plagiarised work.

On the first occasion – your work will not be marked; you will receive feedback and you will be asked to rewrite the task and resubmit the work at an acceptable standard.

If your submitted work continues to show plagiarised work, you will receive a formal plagiarism warning. This will be a first and final formal warning. You will also be required to resubmit the work at an acceptable standard

If you continue to submit plagiarised work on or after a formal warning you will be terminated from the course. Any student found guilty of Plagiarism will not be put forward for assessment and will not be successful in completing the award. The Awarding organisation will then be informed of the situation concerning the student.

Version 5 January 24

PRIVACY NOTICE FOR STUDENTS / APPRENTICES

In accordance with the General Data Protection Regulation (GDPR), we have implemented this privacy notice to inform you, our Students / Apprentices, of the types of data we process about you. We also include within this notice the reasons for processing your data, the lawful basis that permits us to process it, how long we keep your data for and your rights regarding your data.

This notice applies to current and former Students / Apprentices.

A) DATA PROTECTION PRINCIPLES

Under GDPR, all personal data obtained and held by us must be processed according to a set of core principles. In accordance with these principles, we will ensure that:

  1. processing is fair, lawful and transparent
  2. data is collected for specific, explicit, and legitimate purposes
  3. data collected is adequate, relevant and limited to what is necessary for the purposes of processing
  4. data is kept accurate and up to date. Data which is found to be inaccurate will be rectified or erased without delay
  5. data is not kept for longer than is necessary for its given purpose
  6. data is processed in a manner that ensures appropriate security of personal data including protection against unauthorised or unlawful processing, accidental loss, destruction or damage by using appropriate technical or organisation measures
  7. we comply with the relevant GDPR procedures for international transferring of personal data
B) TYPES OF DATA HELD

We keep several categories of personal data on our Students / Apprentices in order to carry out effective and efficient processes. We keep this data in a personnel file relating to each Student / Apprentice and we also hold the data within our computer systems, for example, our data management system.
Specifically, we hold the following types of data:

  1. personal details such as name, address, phone numbers
  2. name and contact details of your next of kin
  3. your photograph / ID
  4. your gender, marital status, information of any disability you have or other medical information
  5. right to work documentation
  6. information on your race and religion for equality monitoring purposes
  7. information gathered via the recruitment process such as that entered into a CV or included in a CV cover letter
  8. references from former employers
  9. details on your education and employment history etc
  10. National Insurance numbers
  11. bank account details
  12. tax codes
  13. driving licence
  14. criminal convictions
  15. information relating to your employment with us, including:
    1. job title and job descriptions
    2. your salary
    3. your wider terms and conditions of employment
    4. details of formal and informal proceedings involving you such as letters of concern, disciplinary and grievance proceedings, your annual leave records, appraisal and performance information
    5. internal and external training modules undertaken
    6. information on time off from work including sickness absence, family related leave etc
  16. IT equipment use including telephones and internet access.
C) COLLECTING YOUR DATA

You provide several pieces of data to us directly during the recruitment period and subsequently upon the start of your course.
In some cases, we will collect data about you from third parties, such as employment agencies, former employers when gathering references or credit reference agencies.
Personal data is kept in files or within the Company’s IT systems.

D) LAWFUL BASIS FOR PROCESSING

The law on data protection allows us to process your data for certain reasons only. In the main, we process your data in order to comply with a legal requirement or in order to effectively manage the training agreement we have with you, including ensuring you are paid correctly.
The information below categorises the types of data processing we undertake and the lawful basis we rely on.

Activity requiring your data Lawful basis
Carry out the training agreement that we have entered into with you e.g. using your name, contact details, education history, information on any disciplinary, grievance procedures involving you Performance of the agreement
Carrying out checks in relation to your right to work in the UK Legal obligation
Making reasonable adjustments for disabled students Legal obligation Legal obligation
Making recruitment decisions in relation to both initial and subsequent employment e.g. promotion Our legitimate interests
Ensuring efficient administration of contractual benefits to you Our legitimate interests
Effectively monitoring both your conduct, including timekeeping and attendance, and your performance and to undertake procedures where necessary Our legitimate interests
Maintaining comprehensive up to date personnel records about you to ensure, amongst other things, effective correspondence can be achieved and appropriate contact points in the event of an emergency are maintained Our legitimate interests
Implementing grievance procedures Our legitimate interests
Assessing training needs Our legitimate interests
Implementing an effective sickness absence management system including monitoring the amount of leave and subsequent actions to be taken including the making of reasonable adjustments Our legitimate interests
Gaining expert medical opinion when making decisions about your fitness for study Our legitimate interests
Dealing with legal claims made against us Our legitimate interests
Preventing fraud Our legitimate interests
E) SPECIAL CATEGORIES OF DATA

Special categories of data are data relating to your:

  1. health
  2. sex life
  3. sexual orientation
  4. race
  5. ethnic origin
  6. political opinion
  7. religion
  8. trade union membership
  9. genetic and biometric data

We carry out processing activities using special category data:

  1. for the purposes of equal opportunities monitoring
  2. to determine reasonable adjustments

Most commonly, we will process special categories of data when the following applies:

  1. you have given explicit consent to the processing
  2. we must process the data in order to carry out our legal obligations
  3. we must process data for reasons of substantial public interest
  4. you have already made the data public.
F) FAILURE TO PROVIDE DATA

Your failure to provide us with data may mean that we are unable to fulfil our requirements for entering into a training agreement with you. This could include being unable to offer you training.

G) CRIMINAL CONVICTION DATA

We will only collect criminal conviction data where it is appropriate given the nature of your role and where the law permits us. This data will usually be collected at the recruitment stage, however, may also be collected during your employment. We use criminal conviction data to determine your suitability, or your continued suitability for the role. We rely on the lawful basis of our legitimate interests to process this data.

H) WHO WE SHARE YOUR DATA WITH

Employees within our company who have responsibility for training, collection of payment and agreement benefits and the carrying out performance related procedures will have access to your data which is relevant to their function. All Apprentices / Students with such responsibility have been trained in ensuring data is processing in line with GDPR.

Data is shared with third parties for the following reasons:

  • For collection of payment.
  • For studying purposes & qualification purposes.
  • For employment purposes.

We may also share your data with third parties as part of a Company sale or restructure, or for other reasons to comply with a legal obligation upon us. We have a data processing agreement in place with such third parties to ensure data is not compromised. Third parties must implement appropriate technical and organisational measures to ensure the security of your data.

We do not share your data with bodies outside of the European Economic Area.

I) PROTECTING YOUR DATA

We are aware of the requirement to ensure your data is protected against accidental loss or disclosure, destruction and abuse. We have implemented processes to guard against such.

J) RETENTION PERIODS

We only keep your data for as long as we need it for, which will be at least for the duration of your employment with us though in some cases we will keep your data for a period after your employment has ended. Some data retention periods are set by the law. Retention periods can vary depending on why we need your data, as set out below:

Record Recommended Retention Period
Application forms and interview notes Permanently
Assessments under health and safety regulations and records of consultations with safety representatives and committees Permanently
Money purchase details 6 years after transfer or value taken
Personnel files, training records (disciplinary records, working time records) Permanently
K) AUTOMATED DECISION MAKING

Automated decision making means making decision about you using no human involvement e.g. using computerised filtering equipment. No decision will be made about you solely on the basis of automated decision making (where a decision is taken about you using an electronic system without human involvement) which has a significant impact on you.

L) EMPLOYEE RIGHTS

You have the following rights in relation to the personal data we hold on you:

  1. the right to be informed about the data we hold on you and what we do with it;
  2. the right of access to the data we hold on you. More information on this can be found in the section headed “Access to Data” below and in our separate policy on Subject Access Requests”;
  3. the right for any inaccuracies in the data we hold on you, however they come to light, to be corrected. This is also known as ‘rectification’;
  4. the right to have data deleted in certain circumstances. This is also known as ‘erasure’;
  5. the right to restrict the processing of the data;
  6. the right to transfer the data we hold on you to another party. This is also known as ‘portability’;
  7. the right to object to the inclusion of any information;
  8. the right to regulate any automated decision-making and profiling of personal data.

More information can be found on each of these rights in our separate policy on employee rights under GDPR.

M) CONSENT

Where you have provided consent to our use of your data, you also have the right to withdraw that consent at any time. This means that we will stop processing your data.

N) MAKING A COMPLAINT

If you think your data rights have been breached, you are able to raise a complaint with the Information Commissioner (ICO). You can contact the ICO at Information Commissioner’s Office, Wycliffe House, Water Lane, Wilmslow, Cheshire SK9 5AF or by telephone on 0303 123 1113 (local rate) or 01625 545 745.

O) DATA PROTECTION COMPLIANCE

Our appointed compliance officer in respect of our data protection activities is:
Karen Purser
karenp@harrietellis.com

Introduction

Harriet Ellis Training Solutions makes a positive contribution to a strong and safe community and recognises the right of every individual to stay safe.

Harriet Ellis comes into contact with adults and young adults through their training courses, in the provision of the Level 3 and Level 4 Apprenticeship programmes. This is via distance learning but requires assessor visits.  Contact with apprentices will include email, go to meeting, skype, telephone & face to face contact.  The face-to-face contact will be with the trained Dental Educationalists, Assessors and Exam Invigilators only, who will hold relevant DBS checks.  Apprentices may have remote contact with IQA, EQA and programme lead. Apprentices will also have contact with an IEPA when they undergo End Point Assessment.

The general aim of this policy is to ensure that Harriet Ellis undertakes its responsibilities with regard to protection of its learners and staff and will respond to concerns appropriately. The policy establishes a framework to support staff in their practices and clarifies the organisation’s expectations.

In line with statutory guidance, all staff are required to read Part One of “Keeping Children safe in education”. All staff must confirm that they have been made fully aware of, and understand the contents of, the Safeguarding Policy and Procedures for Harriet Ellis Training Solutions during their induction & ongoing training which is signed & recorded on file.

Safeguarding is about embedding practices throughout the organisation to ensure the protection of our apprentices and adults at risk wherever possible. Harriet Ellis’s protection procedures are about responding to circumstances that arise where abuse may be suspected.

The specific aims of this policy, to include response to our Prevent Duty, therefore are

  • to provide protection for apprentices on programmes managed by Harriet Ellis to ensure their welfare and to ensure the welfare of our staff in the context of their ensuring the safeguarding and the protection of vulnerable groups.
  • to provide apprentices (and, as appropriate, their parents or carers), staff and all working on behalf of Harriet Ellis with the overarching principles that guide our approach to safeguarding and the protection of vulnerable groups.
  • to identify and support apprentices with potential vulnerabilities to all forms of abuse (including that of indoctrination),

Responsibilities

The Designated Safeguarding Lead, David Martin, is responsible for implementation of this policy as part of his role as Operations Manager.

How we promote this policy

All staff receive details of our Safeguarding & Prevent Policy Process through their induction and will receive regular training that is documented as part of our Professional Development Process.  Our Policy and Process details are embedded in our Commitment Statement/Training Plan for all of our Apprentices and promoted throughout the delivery of our programme through reviews. This ensures that staff are wholly committed to this policy and further ensures that all our learners are protected.

Our Policies are available at all times on our website.

All of our Assessors / Dental Educationalists will be placed on Certified CPD training as part of our Process for Personal Development and the certificates will be filed on our HR system.

This policy will be reviewed annually by David Martin, Safeguarding Lead Officer and Hadley Silver Managing Director.

This policy takes account of all relevant statutory guidance

  • Keeping Children Safe in Education” and “Working Together to Safeguard Children” (both revised in 2022)
  • the Equality Act (2015)
  • Ofsted’s requirements as detailed in “Inspecting safeguarding in early years, education and skills settings” (August 2022) with particular regard to Annex 4.
  • Counter terrorism and Security Act 2015
  • Prevent duty guidance: for further education institutions in England and Wales

Definitions relevant to this policy

 

For the purposes of this policy and associated procedures, children and young people are any persons under the age of 18 years. An Adult at Risk is defined by the Care Act 2014 as ’An adult at risk of abuse or neglect is defined as someone who has needs for care and support, who is experiencing or at risk of, abuse or neglect and as a result of their care needs – is unable to protect themselves.

This may include but not exclusive to a person who:

  • Is elderly and frail
  • Has a mental illness including dementia
  • Has a physical or sensory disability
  • Has a learning disability
  • Has a severe physical illness
  • Is a substance misuser
  • Is homeless

Abuse is a selfish act of oppression and injustice, exploitation and manipulation of power by those in a position of authority. Abuse can be caused by those inflicting harm or those who fail to act to prevent harm. Abuse is not restricted to any socio-economic group, gender or culture.

It can take a number of forms, including the following:

  • Physical abuse
  • Sexual abuse
  • Emotional abuse
  • Bullying
  • Neglect
  • Financial (or material) abuse

We include as Appendix B some of the more common indicators of abuse that a young person or adult at risk may show. This clear level of staff understanding further ensures the protection of our learners.

The Prevent Duty

 

Harriet Ellis is committed to helping & identifying the needs & vulnerabilities of individuals. In accordance with the Counter Terrorism and Security Act, Harriet Ellis Training Ltd has a responsibility to prevent people from being drawn into terrorism and participates fully in such work. Prevent is a strand of the Government counter terrorism strategy -CONTEST. The UK faces a range of terrorist threats. All the terrorist groups who pose a threat seek to radicalise and recruit people to their cause. The Prevent strategy seeks to:

  • Respond to the ideological challenge of terrorism and aspects of extremism, and the threat faced from those that promote these views.
  • Provide practical help to stop people from being drawn into terrorism and ensure they are given appropriate advice and support
  • Work with a wide range of sectors where there are risks of radicalisation which needs to be addressed, including education, criminal justice, faith, charities, the internet, social media and health.

As an organisation we are committed to promoting the welfare of individuals and keeping people safe.  All staff must be vigilant at all times and are trained to be able to recognise and respond to neglect and signs of abuse.  All staff know that they must act quickly if they suspect an individual is suffering or likely to suffer from harm.  We are aware that we have a legal responsibility to fulfil the prevent duty statement.

Standards of Good Practice

 

To ensure that we meet our responsibilities to individuals, all staff will:

  • treat all individuals with respect
  • treat young people and adults as individuals
  • put the person’s welfare first
  • set a good example by conducting ourselves appropriately
  • involve people in decisions that affect them
  • encourage positive and safe behaviour among all
  • be a good listener
  • be alert to changes in people’s behaviour
  • recognise that challenging behaviour may be an indicator of abuse
  • maintain appropriate standards of conversation and interaction with and between young people and avoid the use of sexualised or derogatory language
  • be aware and sensitive of different cultures and different communities
  • share concerns immediately with the company Safeguarding Lead David Martin in an email format marked “confidential”
  • always act in the best interests of an individual

Abuse of Trust

All staff understand that inappropriate behaviour is completely unacceptable.  In addition, staff must understand that, under the Sexual Offences Act 2003, it is an offence for a person over the age of 18 to have a sexual relationship with a person under the age of 18, where that person is in a position of trust, even if the relationship is consensual. This means that any sexual activity between a member of staff and an apprentice under 18 may be a criminal offence, even if that young person is over the age of consent.

Whistleblowing

Staff that are concerned about the conduct of a colleague or professional towards an apprentice have a duty to protect the welfare of an individual and report the behaviour immediately.  We appreciate that staff will be placed into an unsettling & difficult position if acting under our whistleblowing policy; however, they must remember their duty to respond and inform.

All concerns of poor practice or possible abuse by colleagues should be reported to the Designated Safeguarding Lead, David Martin immediately. All staff, including freelanced staff (paid or unpaid) have a responsibility to follow the guidance laid out in this policy and related policies, and to pass on any welfare concerns using the required procedures.

We expect all staff (paid or unpaid) to promote good practice by being an excellent role model, contribute to discussions about safeguarding and to positively involve people in developing safe practices.

The scope of this Safeguarding Policy is broad ranging and in practice. It will be implemented via a range of policies and procedures and staff handbook within the organisation. These policies include:

  • Health & Safety Policy
  • Equality & Diversity Policy
  • Bullying & Harassment Policy
  • Data Protection Policy

Our Staff handbook includes:

  • Health & Safety
  • Whistleblowing
  • Capability Procedures
  • Personal Harassment and how these allegations will be managed

IT Usage

We believe it is essential for online safety guidance to be given to all staff and learners on a regular and meaningful basis. Online safety is embedded withing the college’s curriculum and we continually look for new opportunities to promote online safety.

As part of the curriculum all the below areas are covered.

  • Educating learners on the dangers of technologies that they will encounter.
  • Learners are aware of the relevant legislation when using the internet such as data protection.
  • Learners are made aware of the impact of online bullying and where they can go to seek help if needed. This includes parents, tutors or a staff member at their employment.
  • Learners are advised to be cautious about the information given to other sites for example users not being who they say they are.
  • Learners are explained the benefits of web filters being added to their software.
  • Every staff member from Harriet Ellis will have their own email account to use. This is to minimise the risk of receiving unsolicited or malicious emails.

Role of Staff and Volunteers

All staff and volunteers working on behalf of the organisation have a duty to promote the welfare and safety of adults at risk. Staff and volunteers may receive disclosures of abuse and observe adults who are at risk. This policy will enable staff/volunteers to make informed and confident responses to specific adult protection issues.

It is important that adults at risk are protected from abuse. All complaints, allegations or suspicions must be taken seriously.  The following procedure must be followed whenever an allegation of abuse is made or when there is a suspicion that an adult at risk has been abused.

Procedure where abuse is suspected

Promises of confidentiality must not be given as this may conflict with the need to ensure the safety and welfare of the individual.

A full record shall be made as soon as possible of the nature of the allegation and any other relevant information.  This must include information in relation to the date, the time, the place where the alleged abuse happened, your name and the names of others present, the name of the complainant and, where different, the name of the adult who it is alleged has been abused, the nature of the alleged abuse, a description of any injuries observed, the account which has been given of the allegation.

Any suspicion, allegation or incident of abuse must be reported to the Designated Safeguarding Lead or Senior Manager on that working day where possible.

The Safeguarding Lead shall telephone and report the matter to the appropriate safeguarding partners which include, but are not limited to The General Dental Council the Police and Social Services. A written record of the date and time of the report shall be made and the report must include the name and position of the person to whom the matter is reported. The telephone report must be confirmed in writing to the relevant local authority adult social services department within 24 hours.

The Role of the Designated Officer

The role of the designated officer is to deal with all instances involving adult and young adult protection that arise within the organisation. They will respond to all adult and young adult at risk protection concerns and enquiries.

The designated Safeguarding Lead for the organisation is David Martin. Should you have any suspicions or concerns relating to Adult or Young Adult Protection, contact safeguarding@harrietellis.com.

Training will be provided, as appropriate, to ensure that staff are aware of these procedures. Specialist training is a requirement for the Safeguarding Lead and Senior Management and provided by Harriet Ellis.

Safe Recruitment

Harriet Ellis ensures safe recruitment through the following processes:

Job or role descriptions for all roles involving contact with children and / or vulnerable adults will contain reference to safeguarding responsibilities.

There are person specifications for roles which contain a statement on core competency with regard to child/ vulnerable adult protection/ safeguarding are included within all contracts offered.

Interviews are conducted according to equality & diversity principles and interview questions are based on the relevant job description and person specification and related to Safeguarding.

Disclosure and barring service (DBS) Management

 

The organisation commits resources to providing a Disclosure and Barring Service check on all staff whose roles involve regulated activity with children and /or adults at risk. DBS checks will be conducted for specific roles for all staff working with children and vulnerable adults. Portable/ carry over DBS checks from another employer will not be deemed to be sufficient unless the update service is current and can be verified. It is a criminal offence for individuals barred by the DBS to work or apply to work with children or vulnerable adults in a wide range of posts.

Harriet Ellis Training Solutions will ensure that their established staff and roles are regularly reviewed through the following:

A 3-year rolling programme of re-checking DBSs is in place for holders of all identified posts. Existing staff who transfer from a role which does not require a DBS check to one which involves contact with children / vulnerable adults will be subject to a DBS check.

No formal job offers are made until after checks for suitability are completed (including DBS where appropriate)

Harriet Ellis Training Solutions commits resources for induction, training of staff, effective communications and support mechanisms in relation to Safeguarding and Prevent Duty.

Training

Staff receive comprehensive induction which includes familiarisation with this policy, the requirements of “Keeping Children Safe in education” and the Prevent Duty.

Training

All staff who, through their role, are in contact with children and /or adults at risk will have access to safeguarding and Prevent Duty training at an appropriate level. The Designated Safeguarding Lead routinely communicates updates to staff by means of emails and verbal briefings. (See ‘Communications’ below)

Support

We recognise that involvement in situations where there is risk or actual harm can be stressful for staff concerned. The mechanisms in place to support staff include:

Debriefing support for paid and unpaid staff so that they can reflect on the issues they have dealt with. This can be provided by the Lead IQA.

 

Seeking further support as appropriate e.g. access to counselling.

Staff who have initiated protection concerns will be contacted by line manager or Designated Safeguarding Lead within a timescale of one week.

Communications

Harriet Ellis uses the following mechanisms for enabling effective discussion of safeguarding issues between staff:

  • Team/Tutor meetings
  • Operation meetings
  • Board meetings
  • One to one meetings (formal or informal),
  • Clinical supervision

 

Monitoring

The safeguarding aspects that Harriet Ellis Monitor include:

Safe recruitment practices

  • DBS checks undertaken
  • References applied for new staff
  • Records made and kept of supervision sessions
  • Training – register and record of all staff training
  • Monitoring whether concerns are being reported and acted upon
  • Checking that policies are up to date and relevant
  • Reviewing the current reporting procedure in place
  • Presence and action of Designated Senior Manager responsible for Safeguarding is in post

Safeguarding Apprentices who are vulnerable to Extremism

Since 2010, when the Government published the Prevent Strategy, there has been an awareness of the specific need to safeguard all learners from violent extremism.  There have been several occasions both locally and nationally in which extremist groups have attempted to radicalise vulnerable children and young people to hold extreme views including views justifying political, religious, sexist or racist violence, or to steer them into a rigid and narrow ideology that is intolerant of diversity and leaves them vulnerable to future radicalisation.

We ensure apprentices and employees are resilient to extreme narratives – identify changes in behaviour of apprentices and employees. We do this by providing a curriculum which promotes, knowledge, skills and understanding including:

  • Embedding equality, diversity and inclusion including British Values
  • Promoting wider skills development such as social and emotional aspects of learning
  • Encouraging active citizenship and facilitating apprentices to accept responsibility for their behaviour, show initiative and understand how they can contribute positively to society

Harriet Ellis values freedom of speech and the expression of beliefs / ideology as fundamental rights underpinning our society’s values.  Apprentices and staff have the right to speak freely and voice their opinions.  However, freedom comes with responsibility and free speech that is designed to manipulate the vulnerable or that leads to violence and harm of others goes against the moral principles in which freedom of speech is valued.  Free speech is not an unqualified privilege; it is subject to laws and policies governing equality, human rights, community safety and community cohesion.

The current threat from terrorism in the United Kingdom may include the exploitation of vulnerable people, to involve them in terrorism or in activity in support of terrorism.  The normalisation of extreme views may also make children and young people vulnerable to future manipulation and exploitation. Harriet Ellis is clear that this exploitation and radicalisation should be viewed as a safeguarding concern.

Harriet Ellis seeks to protect its apprentices against the messages of all violent extremism including, but not restricted to, those linked to Islamist ideology, or to Far Right / Neo Nazi / White Supremacist ideology, Irish Nationalist and Loyalist paramilitary groups, and extremist Animal Rights movements.

Definitions of radicalisation and extremism, and indicators of vulnerability to radicalisation are in Appendix A.

Procedure concerns are raised

Harriet Ellis, like all other organisations, is required to identify a Prevent Single Point of Contact (SPOC) who will be the lead within the organisation for safeguarding in relation to protecting individuals from radicalisation and involvement in terrorism: this will normally be the Designated Safeguarding Lead.  The SPOC for Harriet Ellis is David Martin.

When any member of staff has concerns that a person may be at risk of radicalisation or involvement in terrorism, they should speak with the Designated Safeguarding Lead. A safeguarding log is held securely on the server, password protected and only the safeguarding lead has access to.

Numerous factors can contribute to and influence the range of behaviours that are defined as violent extremism, but most young people do not become involved in extremist action.  For this reason, the appropriate interventions in any particular case may not have any specific connection to the threat of radicalisation, for example they may address mental health, relationship or drug/alcohol issues.

Safeguarding Apprentices who are vulnerable to Exploitation, Forced Marriage, Female Genital Mutilation or Trafficking

Our safeguarding policy through the organisation’s values, ethos and expectations policies provides the basic platform to ensure children, adults and young adults are given the support to respect themselves and others, stand up for themselves and protect each other.

Our organisation keeps itself up to date on the latest advice and guidance provided to assist in addressing specific vulnerabilities and forms of exploitation. Appendix A outlines the most common

Our staff are supported to recognise warning signs and symptoms in relation to vulnerabilities relating to radicalisation and extremism.

Our Designated Safeguarding Lead knows where to seek and get advice as necessary. She has made productive contacts with the local safeguarding partners, other support agencies, for example, for drug misuse, unplanned pregnancy and homelessness and is familiar with the work of the Child Exploitation and Online Protection service.

Appendix A

INDICATORS OF VULNERABILITY TO RADICALISATION

  1. Radicalisation refers to the process by which a person comes to support terrorism and forms of extremism leading to terrorism.
  1. Extremism is defined by the Government in the Prevent Strategy as:

Vocal or active opposition to fundamental British values, including democracy, the rule of law, individual liberty and mutual respect and tolerance of different faiths and beliefs.  We also include in our definition of extremism calls for the death of members of our armed forces, whether in this country or overseas.

  1. Extremism is defined by the Crown Prosecution Service as:

The demonstration of unacceptable behaviour by using any means or medium to express views which:

  • Encourage, justify or glorify terrorist violence in furtherance of particular beliefs;
  • Seek to provoke others to terrorist acts;
  • Encourage other serious criminal activity or seek to provoke others to serious criminal acts; or
  • Foster hatred which might lead to inter-community violence in the UK.
  1. There is no such thing as a “typical extremist”: those who become involved in extremist actions come from a range of backgrounds and experiences, and most individuals, even those who hold radical views, do not become involved in violent extremist activity.
  1. Apprentices may become susceptible to radicalisation through a range of social, personal and environmental factors – it is known that violent extremists exploit vulnerabilities in individuals to drive a wedge between them and their families and communities. It is vital that school staff are able to recognise those vulnerabilities.
  1. Indicators of vulnerability include:
  • Identity Crisis – the student / pupil is distanced from their cultural / religious heritage and experiences discomfort about their place in society;
  • Personal Crisis – the student / pupil may be experiencing family tensions; a sense of isolation; and low self-esteem; they may have dissociated from their existing friendship group and become involved with a new and different group of friends; they may be searching for answers to questions about identity, faith and belonging;
  • Personal Circumstances – migration; local community tensions; and events affecting the student / pupil’s country or region of origin may contribute to a sense of grievance that is triggered by personal experience of racism or discrimination or aspects of Government policy;
  • Unmet Aspirations – the student / pupil may have perceptions of injustice; a feeling of failure; rejection of civic life;
  • Experiences of Criminality – which may include involvement with criminal groups, imprisonment, and poor resettlement / reintegration;
  • Special Educational Need – students / pupils may experience difficulties with social interaction, empathy with others, understanding the consequences of their actions and awareness of the motivations of others.
  1. However, this list is not exhaustive, nor does it mean that all young people experiencing the above are at risk of radicalisation for the purposes of violent extremism.
  1. More critical risk factors could include:
  • Being in contact with extremist recruiters;
  • Accessing violent extremist websites, especially those with a social networking element;
  • Possessing or accessing violent extremist literature;
  • Using extremist narratives and a global ideology to explain personal disadvantage;
  • Justifying the use of violence to solve societal issues;
  • Joining or seeking to join extremist organisations; and
  • Significant changes to appearance and / or behaviour;
  • Experiencing a high level of social isolation resulting in issues of identity crisis and / or personal crisis.

Appendix B

Signs of Abuse – physical, psychological and behavioural

Signs of physical abuse might commonly include:

  • Bruises which are in places on the body where accidental bruising is unusual – particularly if symmetrical or in the shape of an object
  • Bites, burns and fractures without an explanation
  • Injuries inconsistent with the explanation given or where the account is inconsistent
  • Injuries which have not received medical attention, particularly repeated or frequent
  • Injury symptoms e.g. difficulty walking, lifting everyday objects, putting on clothing
  • Reluctance to seek medical help, avoidance of questioning or examination by a qualified person.

Non-physical signs

Abuse has psychological and behavioural impacts which might include:

  • Marked change in behaviour or emotional state not explained by a stressful event, such as a bereavement
  • Unexplained depression, denial, aggression or withdrawal, reports of nightmares
  • Reluctance to expose the body in any way – e.g. remove outer clothes in summer
  • Poor personal hygiene, unwashed or damaged clothing, lack of care of own appearance
  • Eating disorders, avoidance of food
  • Body rocking, self-harm

Abuse also has impacts upon relationships, communication and interactions with others which might commonly include:

  • Abnormal behaviour towards others – fear, withdrawal, lack of eye contact, extreme or subdued emotional reactions
  • Under-developed social relationships and lack of interaction with peer group
  • Low self-esteem, need to apologise for self, over-reaction to making mistakes
  • Repeated absence – avoiding events or appointments where personal welfare may be discussed.

Whistleblowing policy

This document outlines Harriet Ellis Training & Recruitment Group policy and procedure for how an individual can confidentially and anonymously report concerns regarding the delivery of regulated qualifications and ESFA funded apprenticeships.

The policy will apply to the following:

  • Harriet Ellis staff
  • All staff of employers associated with any Harriet Ellis provision
  • Learners registered on qualifications
  • Apprentices
  • Members of the public who suspect malpractice or maladministration is taking place.

The purpose of this document is to:

  1. Outline in which instances an individual should inform Harriet Ellis of an allegation.
  2. Outline how an individual can confidentially report suspected malpractice to Harriet Ellis.
  3. Outline how Harriet Ellis will protect the interests and confidentiality of whistleblowers, wherever needed.
  4. Inform an individual how Harriet Ellis will respond to a whistleblowing allegation.

This policy is not applicable to individuals who wish to complain about a service provided by Harriet Ellis. Harriet Ellis has a separate policy for complaints that can be found on our website under our policies section.

Policy

Whistleblowing is a term used to describe when an individual discloses concerns or information relating to potential malpractice or maladministration. Malpractice or maladministration can be committed by a Centre staff member, a learner, an employer or another third party.

If an individual has concerns regarding the practices of a Harriet Ellis staff member or a Learner, they must first assess whether it would be appropriate to first report the concern to Harriet Ellis itself. If concerns are raised to Harriet Ellis and you are not satisfied that the concerns have been adequately investigated, or, that the issue is still occurring, you may wish to notify the awarding organisations, end point assessment organisations or ESFA directly and provide details of the action already taken.

There are a range of concerns that an individual may wish to be raise under the External Whistleblowing Policy, including, but not limited to:

  1. An individual suspects that Harriet Ellis or a Harriet Ellis staff member or a learner has committed, or is complicit with an instance of malpractice.
  2. An individual suspects that Harriet Ellis is not compliant with the Awarding Organisation, End Point Assessment Organisation or ESFA Approval Criteria.
  3. An individual suspects that Harriet Ellis or a Harriet Ellis staff member or a learner is involved in fraud or other illegal activity regarding qualifications or apprenticeships.
  4. An individual has been asked, or forced, to perform an activity that they believe constitutes as malpractice.

Allegations which do not count as Whistleblowing:

It is important to note that personal grievances (for example bullying, harassment and discrimination) or dissatisfaction with the service received from Harriet Ellis(such as concerns regarding fees or contractual disputes) are not covered by this policy. If an individual has a concern of this type, they should follow the Harriet Ellis complaints policy.

Whistleblowing does not apply to a learner making an appeal against Harriet Ellis or an assessment decision. Harriet Ellis has a full Appeals Policy.

Individuals must refrain from making unwarranted allegations to Harriet Ellis (i.e. if an individual does not believe their allegation to be true). If an allegation was not confirmed following a Harriet Ellis investigation to hold any validity however the individual who has made the allegation had reason to believe it was true no action will be taken against the individual. If, however, allegations are made by staff are deemed malicious or unfounded, Harriet Ellis may apply Sanctions against the individual or take legal action.

Confidentiality :

Harriet Ellis take all whistleblowing allegations seriously and will investigate disclosures in a sensitive and discreet manner.  Individuals who make disclosures can have their identity kept confidential upon request. Harriet Ellis understands the importance of confidentiality for whistleblowers and, where it has been requested, will aim to protect an individual’s anonymity, however this cannot be guaranteed.

It is important to note that Harriet Ellis may not be able to investigate a concern as effectively if an allegation is made to Harriet Ellis anonymously. Harriet Ellis encourages individuals to provide their name and contact details when raising their allegation, as we may need to contact the individual raising the concern for further information, or, to verify details provided throughout an investigation.

There may be instances where Harriet Ellis must reveal an individual’s details, such as, if required to do so by law. Once an investigation into the allegations commences, individuals should also consider that they may be identifiable due to the nature, or content of, their allegations.

Procedure

Identifying Malpractice:

In the first instance, where an individual suspects malpractice, they must first report it to the Harriet Ellis Operations Manager, where it is appropriate to do so. Harriet Ellis will investigate and respond to all concerns, as well as reporting all cases of suspected malpractice to the relevant external body.

Harriet Ellis understands that it may not always be appropriate for an individual to report a concern directly to us. In these cases, individuals should raise their concerns directly with the external body for their investigation. Examples where this may be applicable include, but may not be limited to:

  1. The individual(s) who handles incidents of malpractice within Harriet Ellis is involved, or may be complicit, with the incident.
  2. The individual raising the concern believes that they may be victimised by raising their concerns to Harriet Ellis or an individual.
  3. The individual raising the concern believes that the Harriet Ellis internal policy for dealing with cases of malpractice or maladministration is not being, or may not be followed.
  4. The individual raising the concern believes that once the incident has been reported it will not be dealt with correctly and/or may be covered up by Harriet Ellis or the individual involved.

Making an Allegation to Harriet Ellis

If an individual wishes to raise an allegation of malpractice to Harriet Ellis, they must contact the Operations Manager by either email, telephone or by letter. The contact details can be found below. Harriet Ellis would encourage an individual to notify them of their concerns as soon as possible, to minimise the loss of information over time and to make it easier for Harriet Ellis to investigate the allegation.

Contact details for reporting Whistleblowing:

Telephone number:01708776050

Contact person: Operations Manager

Email: David@harrietellis.com

If an allegation is made by telephone, individuals may be asked to produce a written statement as supporting evidence. The name of the individual will be redacted from statements, upon the individual’s request.

Although whistleblowers are not expected to prove an allegation, they will need to demonstrate that there is sufficient grounds for their concerns in order for Harriet Ellis to investigate. Therefore, whistleblowers should aim to provide as much information as possible regarding their concern. This includes, but is not limited to:

  1. The background and history to the allegation.
  2. Any specific details available including names, dates, times and places.
  3. Details of any evidence which supports the concern.
  4. Full details of the allegations, including the Harriet Ellis provision which is involved.
  5. The individual’s involvement, response and any personal interest they may have in the matter (if applicable).
  6. How they think that things may be put right, if possible.

If, following receipt of an allegation, it is identified that the allegation was against an employer with whom Harriet Ellis works, the allegation will be passed onto the employer, who will follow their own whistleblowing procedure.

How Harriet Ellis Will Respond

Once an allegation is made, the Operations Manager will contact the individual who made the allegation within 7 working days to:

  1. Confirm that the allegation has been received.
  2. Indicate whether or not Harriet Ellis will be investigating the matter or not.
  3. Request any further information which is required from the individual regarding the matter.

Initial enquires will be made to decide whether the allegation requires an investigation, and if so, in what form. If an investigation is required, the Operations Manager will conduct this in line with the Malpractice and Maladministration Policy.  The Harriet Ellis  Managing Director will be notified of all allegations received.

Harriet Ellis is not required to release the outcomes of its investigations to individuals who raise allegations.

In cases of proven malpractice, Harriet Ellis will notify the relevant Awarding Organisation, End Point Assessment Organisation or Funding Bodies of the instigation and outcomes of the investigation.

Version 3 October 2022

Version 3 October 22